SFC Licences of TANG Chun Kuen, Johnson 鄧振權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 June 2021 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 June 2021 | |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 20 May 2015 | 21 May 2021 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 May 2015 | 21 May 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 30 July 2012 | 19 May 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 19 May 2015 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 30 May 2006 | 03 March 2008 |