SFC Licences of LUI Kin Wai 呂健威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 9 09 December 2021 20 November 2023
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 4 09 December 2021 20 November 2023
Vered Asset Management Limited 薔薇資產管理有限公司 RO 9 30 September 2020 01 April 2021
Vered Asset Management Limited 薔薇資產管理有限公司 RO 4 30 September 2020 01 April 2021
China Vered Securities Limited 中薇證券有限公司 RO 2 03 July 2019 20 November 2023
China Vered Securities Limited 中薇證券有限公司 RO 1 03 July 2019 20 November 2023
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 9 03 July 2019 27 October 2020
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 4 03 July 2019 27 October 2020
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 9 10 May 2019 03 July 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 4 10 May 2019 03 July 2019
Sigma Management Limited 思格有限公司 RO 9 08 May 2018 25 March 2019
Sigma Management Limited 思格有限公司 RO 4 08 May 2018 25 March 2019
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 9 08 November 2017 20 April 2018
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 4 08 November 2017 20 April 2018
AIF Securities Limited 亞投證券有限公司 RO 5 08 November 2017 20 April 2018
AIF Securities Limited 亞投證券有限公司 RO 2 08 November 2017 20 April 2018
AIF Securities Limited 亞投證券有限公司 RO 1 08 November 2017 20 April 2018
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RO 9 23 December 2016 31 July 2017
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RO 4 23 December 2016 31 July 2017
Tianda Asset Management Limited 天大資產管理有限公司 RO 9 19 September 2016 27 September 2016
Tianda Securities Limited 天大証券有限公司 RO 1 19 September 2016 27 September 2016
Tianda Asset Management Limited 天大資產管理有限公司 RE 9 25 July 2016 19 September 2016
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RO 9 03 July 2015 13 June 2016
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RO 5 03 July 2015 13 June 2016
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RO 4 03 July 2015 13 June 2016
Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 RE 9 23 June 2015 03 July 2015
Fenex Capital Management Limited 鳳康資本有限公司 RO 9 23 July 2014 30 April 2015
Fenex Capital Management Limited 鳳康資本有限公司 RE 9 12 June 2014 23 July 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 31 July 2013 03 May 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 31 July 2013 03 May 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 31 July 2013 03 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 31 July 2013 03 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 31 July 2013 03 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 31 July 2013 03 May 2014
Bright Fund Management Limited 光明投資管理有限公司 RE 4 11 July 2011 28 July 2013
Bright Fund Management Limited 光明投資管理有限公司 RE 1 11 July 2011 28 July 2013
Bright Fund Management Limited 光明投資管理有限公司 RE 9 27 April 2011 28 July 2013
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 06 July 2007 28 January 2011
Nomura Futures (Hong Kong) Limited RE 2 01 June 2006 28 May 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 June 2006 28 May 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 June 2006 28 May 2007