SFC Licences of SETHI Shaun Nittal
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 07 November 2017 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 July 2011 | 02 December 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 June 2006 | 27 July 2009 |