SFC Licences of YAN Chun Ming 甄俊明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 19 December 2023 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 19 December 2023 | |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 28 December 2022 | 23 November 2023 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 28 December 2022 | 23 November 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 15 January 2020 | 07 September 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 January 2020 | 07 September 2022 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 01 September 2008 | 27 December 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 13 July 2006 | 27 December 2019 |