SFC Licences of CHEN Zhen 陳臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 16 October 2014 | 22 December 2014 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 16 October 2014 | 22 December 2014 |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 6 | 11 April 2014 | 13 September 2014 |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 1 | 11 April 2014 | 13 September 2014 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 03 August 2011 | 11 April 2014 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 04 April 2011 | 11 April 2014 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 18 December 2009 | 24 March 2011 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 18 December 2009 | 24 March 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 01 July 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 01 July 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 02 June 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 02 June 2006 | 29 September 2008 |