SFC Licences of LAU Ying Tung, Stephen 劉穎東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 June 2021 | 29 March 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 10 June 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 25 April 2018 | 28 May 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 June 2006 | 28 May 2021 |