SFC Licences of AU Kar Yee 歐家宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Channel 8 Wealth Management Limited 富道財富管理有限公司 | RE | 4 | 19 March 2010 | 07 August 2011 |
Channel 8 Wealth Management Limited 富道財富管理有限公司 | RE | 1 | 19 March 2010 | 07 August 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 09 October 2009 | 08 February 2010 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 4 | 11 May 2009 | 08 February 2010 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 25 March 2008 | 14 April 2009 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 January 2008 | 05 February 2008 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 28 June 2006 | 31 December 2007 |