SFC Licences of LAU Sze Chin 劉思戩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 | RO | 4 | 23 September 2021 | |
| West Bull Securities Limited 西牛證券有限公司 | RO | 1 | 23 September 2021 | |
| West Bull Securities Limited 西牛證券有限公司 | RE | 1 | 09 August 2019 | 23 September 2021 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 January 2019 | 30 July 2019 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 05 November 2014 | 23 November 2018 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RO | 1 | 27 July 2012 | 20 September 2014 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 03 January 2012 | 27 July 2012 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 11 June 2010 | 19 December 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 30 April 2008 | 02 June 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 30 April 2008 | 02 June 2010 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 08 June 2006 | 14 April 2008 |