SFC Licences of LIU Chin Ting 廖展霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 04 January 2018 | 30 November 2018 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 07 November 2011 | 18 June 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 17 June 2008 | 18 June 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 July 2006 | 18 June 2012 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 13 July 2006 | 18 June 2012 |