SFC Licences of LU Chia Ao William 呂家璈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 April 2016 | 17 August 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 07 June 2006 | 06 January 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 June 2006 | 06 January 2016 |