SFC Licences of TSUN Alexander Wing Gey 秦榮基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 | RE | 1 | 04 October 2023 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 30 June 2011 | 11 October 2021 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 20 July 2010 | 11 October 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 20 July 2010 | 30 June 2011 |
| GFI (HK) Securities L.L.C. | RE | 1 | 05 May 2009 | 02 March 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 05 August 2008 | 17 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | 17 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 17 April 2009 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 24 June 2008 | 17 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | 17 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 17 April 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 27 November 2006 | 17 April 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 09 June 2006 | 17 April 2009 |