SFC Licences of COGHLAN Richard Anthony Nelson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RO | 9 | 09 January 2008 | 01 August 2015 |
Schroder Investment Management (Hong Kong) Limited | RO | 4 | 09 January 2008 | 01 August 2015 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 05 June 2006 | 09 January 2008 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 05 June 2006 | 09 January 2008 |