SFC Licences of LIM Soo Chong 林思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 21 February 2011 | ||
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 October 2008 | 01 June 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 September 2008 | 01 June 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 07 June 2006 | 20 June 2008 |