SFC Licences of PITTS Greenfield Spenceley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 10 December 2014 | 30 June 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 10 December 2014 | 30 June 2015 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 29 June 2006 | 01 February 2007 |
| UBS Securities Asia Limited | RE | 2 | 07 June 2006 | 01 February 2007 |
| UBS Securities Asia Limited | RE | 1 | 07 June 2006 | 01 February 2007 |