SFC Licences of WONG Lork Heng, Geoffrey 王諾衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
IAM Legacy Limited 星安傳承有限公司 | RO | 4 | 29 January 2015 | |
IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 19 May 2014 | |
JS Securities Limited 晉商證券有限公司 | RO | 1 | 09 March 2012 | 02 September 2013 |
JS Securities Limited 晉商證券有限公司 | RE | 1 | 15 March 2011 | 09 March 2012 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 02 March 2009 | 29 January 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 August 2006 | 17 February 2009 |