SFC Licences of HONG Tianfeng 洪天丰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 22 November 2022 | |
UBS Securities Asia Limited | RE | 4 | 17 January 2020 | 22 January 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 12 June 2006 | 14 August 2007 |