SFC Licences of HO Chi-pin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 September 2009 | 16 July 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 June 2006 | 02 April 2007 |