SFC Licences of GARCIA Cristobal Antonio
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 May 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 17 May 2023 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 30 June 2021 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 30 June 2021 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 21 September 2010 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 21 September 2010 | 24 October 2011 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 17 June 2010 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 17 June 2010 | 12 July 2010 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 09 June 2006 | 24 January 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 June 2006 | 24 January 2008 |