SFC Licences of CHEN Yi 陳藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 16 December 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 11 October 2016 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 22 August 2016 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 18 April 2016 | 16 December 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 April 2016 | 22 August 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 07 January 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 15 June 2006 | 03 April 2008 |