SFC Licences of PEARCE Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RO | 1 | 19 December 2014 | |
| Marshall Wace Asia Limited | RO | 9 | 29 January 2007 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 14 June 2006 | 11 July 2006 |