SFC Licences of PEARCE Christopher James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Asia Limited
RO 1 19 December 2014
Marshall Wace Asia Limited
RO 9 29 January 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 4 14 June 2006 11 July 2006