SFC Licences of CHOI Kam Wong 蔡錦煌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 07 April 2020 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 16 March 2020 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 16 March 2020 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 16 March 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 July 2018 | 29 January 2020 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 02 May 2018 | 29 January 2020 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 02 May 2018 | 29 January 2020 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 23 June 2014 | 06 April 2018 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 24 February 2014 | 12 May 2015 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 05 February 2008 | 06 April 2018 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 22 January 2008 | 06 April 2018 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 25 July 2006 | 07 January 2008 |