SFC Licences of LI Ka Ying 李家盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guangdong Capital Securities Limited 粵資證券有限公司 RO 9 06 September 2021
Guangdong Capital Securities Limited 粵資證券有限公司 RO 4 06 September 2021
Guangdong Capital Securities Limited 粵資證券有限公司 RO 1 06 September 2021
Fairwin Broking Limited 海富證券有限公司 RO 1 14 September 2017 28 February 2021
Fairwin Broking Limited 海富證券有限公司 RE 1 16 August 2017 14 September 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 4 20 July 2017 07 August 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 1 20 July 2017 07 August 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 9 28 June 2017 07 August 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 4 28 June 2017 20 July 2017
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 1 28 June 2017 20 July 2017
Fairwin Broking Limited 海富證券有限公司 RO 1 03 October 2016 05 May 2017
Fairwin Broking Limited 海富證券有限公司 RE 1 17 August 2016 03 October 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RE 4 20 June 2016 11 August 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 20 June 2016 11 August 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RO 4 07 January 2015 20 June 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 15 December 2014 20 June 2016
Vantage New Generation Securities Limited 新世代證券有限公司 RE 1 09 May 2014 15 December 2014
Metro Capital Futures Limited 美高期貨有限公司 RE 2 23 December 2013 02 May 2014
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 22 February 2013 02 May 2014
Fulbright Securities Limited 富昌證券有限公司 RE 1 18 April 2012 16 February 2013
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 23 July 2009 30 March 2012
Celestial Commodities Limited 時富商品有限公司 RE 2 25 September 2006 01 June 2009
Celestial Securities Limited 時富證券有限公司 RE 1 25 July 2006 01 June 2009