SFC Licences of TAM Kin Man, Arthur 譚建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jimei Securities Limited 集美證券有限公司 | RO | 1 | 18 November 2021 | |
Jimei Securities Limited 集美證券有限公司 | RE | 1 | 08 September 2021 | 18 November 2021 |
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 22 June 2020 | 02 July 2021 |
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 | RO | 4 | 07 November 2017 | 27 March 2020 |
Grand Partners Securities Limited 利盟證券有限公司 | RO | 1 | 29 June 2017 | 27 March 2020 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 05 October 2016 | 23 June 2017 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 03 October 2016 | 23 June 2017 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 11 July 2016 | 05 October 2016 |
Funderstone Futures Limited | RE | 2 | 15 December 2006 | 01 July 2016 |
Funderstone Securities Limited | RE | 1 | 03 August 2006 | 01 July 2016 |