SFC Licences of COLLETT Benjamin Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vantage Capital Markets HK Limited | RE | 2 | 21 November 2016 | 26 April 2018 |
Vantage Capital Markets HK Limited | RE | 1 | 21 November 2016 | 26 April 2018 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 10 April 2013 | 24 August 2016 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 10 April 2013 | 24 August 2016 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 4 | 14 February 2011 | 09 April 2013 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 18 January 2010 | 09 April 2013 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 16 November 2009 | 09 April 2013 |
T.F.S. Derivatives HK Limited | RE | 2 | 15 June 2009 | 20 October 2009 |
T.F.S. Derivatives HK Limited | RE | 1 | 15 June 2009 | 20 October 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 01 November 2007 | 12 December 2008 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 November 2007 | 12 December 2008 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 June 2006 | 01 September 2007 |
Merrill Lynch Far East Limited | RE | 1 | 13 June 2006 | 01 September 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 June 2006 | 01 September 2007 |