SFC Licences of WU Alex Pin-der 吳品德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cortina Capital Asset Management Limited | RO | 9 | 15 October 2021 | |
Cortina Capital Asset Management Limited | RO | 4 | 15 October 2021 | |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RO | 9 | 25 April 2017 | 15 July 2019 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RO | 4 | 25 April 2017 | 15 July 2019 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RO | 1 | 25 April 2017 | 15 July 2019 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 30 April 2014 | 25 April 2017 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 30 April 2014 | 25 April 2017 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 30 April 2014 | 25 April 2017 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 June 2006 | 20 June 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 June 2006 | 20 June 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 June 2006 | 20 June 2007 |