SFC Licences of WU Alex Pin-der 吳品德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cortina Capital Asset Management Limited
RO 4, 9 15 October 2021
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 1, 4, 9 25 April 2017 15 July 2019
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 30 April 2014 25 April 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 16 June 2006 20 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 16 June 2006 20 June 2007