SFC Licences of WU Alex Pin-der 吳品德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
RO | 4, 9 | 15 October 2021 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 1, 4, 9 | 25 April 2017 | 15 July 2019 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RE | 1, 4, 9 | 30 April 2014 | 25 April 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE | 1 | 16 June 2006 | 20 June 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RE | 1, 6 | 16 June 2006 | 20 June 2007 |