SFC Licences of BORDONI Alain Cesare
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capstone Investment Advisors (HK) Limited | RO | 9 | 24 May 2022 | |
Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 20 March 2019 | 30 July 2021 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 30 April 2014 | 31 December 2018 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 September 2008 | 28 January 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 July 2006 | 28 January 2014 |