SFC Licences of BORDONI Alain Cesare

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capstone Investment Advisors (HK) Limited
RO 9 24 May 2022
Nine Masts Capital Limited 天元資本有限公司
RE 9 20 March 2019 30 July 2021
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司
RE 9 30 April 2014 31 December 2018
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司
RE 2 01 September 2008 28 January 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 03 July 2006 28 January 2014