SFC Licences of LAU Evan Louis 劉凱銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 29 March 2012 | 25 March 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 25 May 2007 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 May 2007 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 May 2007 | 21 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 June 2006 | 15 December 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 June 2006 | 15 December 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 June 2006 | 15 December 2006 |