SFC Licences of SEGAL James Marc Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 03 July 2018 | |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 27 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 January 2010 | 27 February 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 January 2010 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 July 2006 | 22 October 2008 |