SFC Licences of TSENG Jason
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sun Yi Company Limited 新而有限公司 | RE | 2 | 06 March 2014 | 25 September 2014 |
CES International Commodities (HK) Limited | RE | 2 | 06 March 2014 | 25 September 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 06 March 2014 | 25 September 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 March 2014 | 25 September 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 27 August 2007 | 19 March 2010 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 05 July 2006 | 17 August 2007 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 14 June 2006 | 17 August 2007 |