SFC Licences of WONG Chi Ming 黃智明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 11 July 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 May 2016 19 July 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 17 September 2013 21 January 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 August 2010 18 June 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 August 2007 30 May 2008
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 19 July 2006 25 July 2007