SFC Licences of WONG Chi Ming 黃智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 July 2019 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 May 2016 | 19 July 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 17 September 2013 | 21 January 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 August 2010 | 18 June 2013 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 August 2007 | 30 May 2008 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 19 July 2006 | 25 July 2007 |