SFC Licences of CHAN Yau Wai 陳又維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Securities Limited | RE | 1 | 26 February 2024 | |
| Funderstone Futures Limited | RE | 2 | 26 February 2024 | |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 17 January 2011 | 17 January 2023 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 10 September 2009 | 17 January 2023 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 25 May 2009 | 21 August 2009 |
| Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 17 September 2007 | 30 January 2009 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 17 July 2006 | 15 August 2007 |