SFC Licences of PETIT-PASQUIER Julien

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 14 July 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 14 July 2021
Segantii Capital Management Limited RE 9 17 September 2018 01 May 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 27 November 2017 15 June 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2017 15 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 14 October 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 June 2012 14 October 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 04 June 2012 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 04 June 2012 31 August 2013
Qantex Capital Markets Limited RE 2 01 December 2011 31 March 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 2 20 November 2010 03 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 20 November 2010 03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 30 July 2010 03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 30 July 2010 03 September 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 04 December 2006 22 April 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 04 December 2006 22 April 2010
Morgan Stanley Hong Kong Futures Limited RE 7 19 June 2006 22 April 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 19 June 2006 22 April 2010
Morgan Stanley Hong Kong Futures Limited RE 2 19 June 2006 22 April 2010
Morgan Stanley Hong Kong Securities Limited RE 1 19 June 2006 22 April 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 June 2006 22 April 2010