SFC Licences of YEUNG Tak Lam 楊德霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Commodities Limited 時富商品有限公司 RO 2 09 November 2023
Celestial Securities Limited 時富證券有限公司 RO 1 09 February 2023
Celestial Commodities Limited 時富商品有限公司 RE 2 18 January 2021 09 November 2023
Celestial Securities Limited 時富證券有限公司 RE 1 18 January 2021 09 February 2023
Towering Securities Limited 高格證券有限公司 RO 1 01 June 2020 30 December 2020
Towering Securities Limited 高格證券有限公司 RE 1 20 March 2020 01 June 2020
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RO 4 05 March 2019 06 March 2020
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RO 1 05 March 2019 06 March 2020
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 RE 2 07 February 2018 04 April 2019
Cinda International Securities Limited 信達國際證券有限公司 RE 1 04 December 2017 26 January 2018
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 04 December 2017 26 January 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 05 December 2007 16 August 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 December 2007 16 August 2017
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 05 December 2007 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 05 December 2007 03 March 2008
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 09 November 2007 14 November 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 09 November 2007 14 November 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 24 July 2007 01 November 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 22 June 2007 01 November 2007
Celestial Securities Limited 時富證券有限公司 RE 1 19 June 2006 04 June 2007