SFC Licences of TANG Siu Kwan, Joan 鄧少君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iBest Consultants Limited | RE | 9 | 21 August 2015 | 15 June 2016 |
iBest Consultants Limited | RE | 4 | 21 August 2015 | 15 June 2016 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 August 2015 | 15 June 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2015 | 15 June 2016 |
iBest Consultants Limited | RE | 2 | 18 March 2014 | 30 June 2014 |
iBest Consultants Limited | RE | 9 | 06 February 2013 | 30 June 2014 |
iBest Consultants Limited | RE | 4 | 06 February 2013 | 30 June 2014 |
iBest Consultants Limited | RE | 1 | 06 February 2013 | 30 June 2014 |
IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 03 December 2012 | 11 January 2013 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 03 December 2012 | 11 January 2013 |
JS Securities Limited 晉商證券有限公司 | RE | 1 | 03 December 2012 | 11 January 2013 |
iBest Consultants Limited | RE | 9 | 18 May 2011 | 31 October 2012 |
iBest Consultants Limited | RE | 4 | 19 August 2010 | 31 October 2012 |
iBest Consultants Limited | RE | 1 | 19 August 2010 | 31 October 2012 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 14 June 2010 | 21 July 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 23 July 2007 | 14 June 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 11 August 2006 | 16 March 2007 |