SFC Licences of TANG Siu Kwan, Joan 鄧少君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
iBest Consultants Limited RE 9 21 August 2015 15 June 2016
iBest Consultants Limited RE 4 21 August 2015 15 June 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 21 August 2015 15 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 August 2015 15 June 2016
iBest Consultants Limited RE 2 18 March 2014 30 June 2014
iBest Consultants Limited RE 9 06 February 2013 30 June 2014
iBest Consultants Limited RE 4 06 February 2013 30 June 2014
iBest Consultants Limited RE 1 06 February 2013 30 June 2014
IAM Legacy Limited 星安傳承有限公司 RE 9 03 December 2012 11 January 2013
IAM Legacy Limited 星安傳承有限公司 RE 4 03 December 2012 11 January 2013
JS Securities Limited 晉商證券有限公司 RE 1 03 December 2012 11 January 2013
iBest Consultants Limited RE 9 18 May 2011 31 October 2012
iBest Consultants Limited RE 4 19 August 2010 31 October 2012
iBest Consultants Limited RE 1 19 August 2010 31 October 2012
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 14 June 2010 21 July 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 23 July 2007 14 June 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 11 August 2006 16 March 2007