SFC Licences of TSE Lok Yan 謝樂忻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 June 2006 | 08 November 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2006 | 08 November 2006 |