SFC Licences of LIN Sheng-fen 林盛芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 24 June 2013 | 26 April 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 25 October 2011 | 26 April 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 July 2007 | 26 April 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 July 2007 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 July 2007 | 31 August 2013 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 22 June 2006 | 25 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 22 June 2006 | 25 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 22 June 2006 | 25 June 2007 |