SFC Licences of TSAO Yu Lung 曹郁龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 November 2014 | 31 March 2016 |
Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 9 | 25 February 2013 | 14 November 2014 |
Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 4 | 25 February 2013 | 14 November 2014 |
iTTa Capital Limited 意達資本有限公司 | RE | 1 | 29 July 2011 | 30 November 2012 |
Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 13 April 2011 | 25 February 2013 |
Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 13 April 2011 | 25 February 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 July 2007 | 19 November 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 July 2007 | 19 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 July 2007 | 19 November 2008 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 22 June 2006 | 25 June 2007 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 22 June 2006 | 25 June 2007 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 22 June 2006 | 25 June 2007 |