SFC Licences of TSAO Yu Lung 曹郁龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 November 2014 | 31 March 2016 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 9 | 25 February 2013 | 14 November 2014 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RO | 4 | 25 February 2013 | 14 November 2014 |
| iTTa Capital Limited 意達資本有限公司 | RE | 1 | 29 July 2011 | 30 November 2012 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 13 April 2011 | 25 February 2013 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 13 April 2011 | 25 February 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 July 2007 | 19 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 July 2007 | 19 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 July 2007 | 19 November 2008 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 22 June 2006 | 25 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 22 June 2006 | 25 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 22 June 2006 | 25 June 2007 |