SFC Licences of HSIEH Ya-Hui 謝雅卉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RO 9 18 August 2021
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RO 4 26 April 2019
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RO 1 26 April 2019
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 9 21 March 2019 18 August 2021
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 4 21 March 2019 26 April 2019
Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 RE 1 21 March 2019 26 April 2019
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 RE 9 19 January 2018 30 November 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 20 July 2016 30 November 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 24 August 2015 30 November 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 24 August 2015 20 July 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 04 March 2010 30 July 2015
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 04 March 2010 21 February 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 January 2010 30 July 2015
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 16 April 2008 30 July 2015
Beevest Securities Limited 蜂投證券有限公司 RE 9 19 November 2007 21 March 2008
Beevest Securities Limited 蜂投證券有限公司 RE 1 26 July 2006 21 March 2008