SFC Licences of LAM Man Wai, Nancy 林文慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 September 2020 | 22 September 2022 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 13 July 2012 | 08 September 2020 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 29 September 2010 | 03 February 2012 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 19 May 2010 | 29 June 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 26 November 2009 | 29 June 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 26 June 2006 | 29 June 2010 |