SFC Licences of LI Xiang 李响
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 23 May 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 23 May 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 23 May 2014 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 26 June 2006 | 19 March 2007 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 26 June 2006 | 19 March 2007 |