SFC Licences of LAU Tung Hing 劉東鑫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 23 May 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 17 June 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 06 April 2009 07 June 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 17 July 2006 07 June 2011