SFC Licences of LAU Tung Hing 劉東鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 23 May 2012 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 June 2011 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 06 April 2009 | 07 June 2011 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 17 July 2006 | 07 June 2011 |