SFC Licences of HAN Jen-yi, Mark 韓仁毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 April 2011 | 12 September 2011 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 19 April 2011 | 12 September 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 April 2011 | 12 September 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 June 2006 | 12 September 2011 |