SFC Licences of TANG Yiu Man, Ernest 鄧耀民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 | RE | 9 | 21 September 2020 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 27 March 2013 | 06 September 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 20 February 2013 | 06 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 October 2010 | 10 February 2013 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 September 2010 | 15 October 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 04 December 2008 | 12 July 2010 |
| Evolution Asia Investments Limited | RE | 4 | 09 October 2007 | 03 December 2008 |
| Evolution Asia Investments Limited | RE | 1 | 30 July 2007 | 03 December 2008 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 | RE | 4 | 01 August 2006 | 21 July 2007 |