SFC Licences of LIM Chiaw Wei, Bernard 林昭維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 27 November 2006 | 07 August 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 27 November 2006 | 07 August 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 27 November 2006 | 07 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 27 November 2006 | 07 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 November 2006 | 07 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 November 2006 | 07 August 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 June 2006 | 20 October 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 28 June 2006 | 20 October 2006 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 June 2006 | 20 October 2006 |