SFC Licences of TAN Siow Hong, Terrance 陳紹鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 31 August 2022 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 31 August 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 21 January 2015 | 06 May 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 03 August 2010 | 03 January 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 03 August 2010 | 03 January 2015 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 28 June 2006 | 15 May 2010 |