SFC licenceholder ANP373 WANG Le 王樂

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 19 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 12 May 2009 25 May 2010
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 May 2009 25 May 2010
Chow Sang Sang Futures Limited 周生生期貨有限公司 RE [2] (Dealing in Futures Contracts) 11 April 2008 21 April 2009
Chow Sang Sang Securities Limited 周生生證券有限公司 RE [1] (Dealing in Securities) 29 August 2006 21 April 2009