SFC Licences of WANG Le 王樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2018 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 12 May 2009 | 25 May 2010 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 May 2009 | 25 May 2010 |
Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 2 | 11 April 2008 | 21 April 2009 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 29 August 2006 | 21 April 2009 |