SFC Licences of WONG Tai On, Andrew 王泰安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 09 January 2008 | 01 May 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 28 December 2006 | 23 June 2007 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RO | 1 | 28 December 2006 | 23 June 2007 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 December 2006 | 23 June 2007 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 27 June 2006 | 23 June 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 June 2006 | 28 December 2006 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 27 June 2006 | 28 December 2006 |