SFC Licences of HA David 夏睿文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 27 June 2013 12 July 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 27 June 2013 12 July 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 28 June 2006 29 February 2008