SFC Licences of MA Yanjie 馬彥捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 25 June 2021 | 29 June 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 January 2017 | 25 March 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 January 2017 | 25 March 2021 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 24 March 2014 | 01 August 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 24 March 2014 | 01 August 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 24 March 2014 | 01 August 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 June 2006 | 12 March 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 June 2006 | 12 March 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 June 2006 | 12 March 2014 |