SFC Licences of LI Po Yi 李寶怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 23 September 2020 | |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 21 February 2017 | 23 June 2017 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 25 September 2007 | 13 October 2007 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 25 September 2007 | 13 October 2007 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 07 August 2007 | 13 October 2007 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 28 June 2006 | 28 July 2007 |